SEBI Officer Grade A Syllabus 2020 Assistant Manager Exam Pattern

SEBI Officer Grade A Syllabus 2020 Securities And Exchange Board Of India Assistant Manager Exam Pattern 2020 How to prepare for SEBI Officer Exam 2020 SEBI Asst. Manager Exam Preparation Tips SEBI Assistant Manager Selection Process 2020

SEBI Officer Grade A Syllabus 2020

About Recruitment :

SEBI invites applications from Indian citizens for the post of Officer Grade A (Assistant Manager) for the General Stream, Legal Stream, Information Technology Stream, Engineering Stream, Research Stream and Official Language Stream. The total number of posts are 150. On-Line Application and Payment of fee On-Line date is March 07, 2020 to March 23, 2020.

About Exam :

Candidates who applied online will be called for examination.

• Date of Phase I On-Line Examination :  April 12, 2020 Announced Later
• Date of Phase II On-Line Examination : May 03, 2020 Announced Later
• Date of Phase III (Interview)                :  Dates will be intimated

Selection Process :

Mode of selection shall be a three stage process i.e. Phase I (on-line screening examination consisting of two papers of 100 marks each), Phase II (on-line examination consisting of two papers of 100 marks each) and Phase III (Interview).

SEBI Officer Grade A / Asst Manager Exam Pattern :-

Exam Pattern for the Written Exam is as Follows:-

Exam Pattern for Phase-I :

An online screening examination consisting of two papers (Multiple Choice questions of 100 marks each) . The exam will consist of:

• There shall be negative marking (1/4th of marks assigned to the question) for the Paper 1 and Paper 2 in Phase I.
• There shall be a cut-off of minimum 30% for Paper 1 (no sectional cut-off shall be there) and a cut-off of minimum 40% for Paper 2 in Phase I.
• Candidates would need to secure separate cut-off in each paper as mentioned at (ii) above as well as aggregate cut-off marks of 40% in Phase I exam to be shortlisted for Phase II. Marks obtained in Phase I shall be used only for shortlisting the candidates for Phase II examination process and will not be
  counted for final selection of the candidates.

Exam Pattern for Phase II On-Line Examination :

An on-line examination consisting of two papers of 100 marks each will be held on May 03, 2020. The papers shall be as follows:

• There shall be negative marking (1/4th of marks assigned to the question) for Paper 2 in Phase II(except IT stream for which details shall be informed in due course).
• There shall be a cut-off of minimum 30% for Paper 1 and a cut-off of minimum 40% for Paper 2 in Phase II.

Note :

All question papers (in both the Phases, except the test of English) will be set bilingually in Hindi and English.

SEBI Officer Grade A / Manager Syllabus :-

Exam Syllabus for Examination is given below :-

Exam Pattern for Phase-I :

Syllabus for Paper 2 of Phase I & Phase II in General Stream (Common Syllabus for both phases)

1. Commerce & Accountancy
   1. Accounting as a financial information system;
   2. Accounting Standards with specific reference to Accounting for Depreciation, Inventories, Revenue Recognition, Fixed Assets, Foreign Exchange Transactions, Investments.
   3. Cash Flow Statement, Fund flow statement, Financial statement analysis; Ratio analysis;
   4. Accounting for Share Capital Transactions including Bonus Shares, Right Shares.
   5. Employees Stock Option and Buy-Back of Securities.
   6. Preparation and Presentation of Company Final Accounts.
2.  Management
   1. Management: its nature and scope; The Management Processes; Planning, Organization, Staffing, Directing and Controlling;
   2. The Role of a Manager in an Organization. Leadership: The Tasks of a Leader;
   3. Leadership Styles; Leadership Theories; A successful Leader versus an effective Leader.
   4. Human Resource Development: Concept of HRD; Goals of HRD;
   5. Motivation, Morale and Incentives: Theories of Motivation; How Managers Motivate; Concept of Morale;
      Factors determining morale; Role of Incentives in Building up Morale.
   6. Communication: Steps in the Communication Process; Communication Channels; Oral versus Written
      Communication; Verbal versus non-verbal Communication; upward, downward and lateral communication; Barriers to Communication, Role of Information Technology.
3. Finance
   1. Financial System
      • Role and Functions of Regulatory bodies in Financial Sector.
   2.  Financial Markets
      • Primary and Secondary Markets (Forex, Money, Bond, Equity, etc.), functions, instruments, recent
        developments.
   3.  General Topics
      1. Basics of Derivatives: Forward, Futures and Swap
      2. Recent Developments in the Financial Sector
      3. Financial Inclusion- use of technology
      4. Alternate source of finance, private and social cost-benefit, Public-Private Partnership
      5. Direct and Indirect taxes; Non-tax sources of Revenue, GST, Finance Commission, Fiscal Policy, Fiscal Responsibility and Budget Management Act (FRBM),
      6. Inflation: Definition, trends, estimates, consequences, and remedies (control): WPI, CPI – components and trends.
4. Costing
   1. Overview of Cost and Management Accounting – Introduction to Cost and Management Accounting,
      Objectives and Scope of Cost and Management Accounting.
   2. Methods of Costing – Single Output/ Unit Costing, Job Costing, Batch Costing, Contract Costing, Process/
      Operation Costing, Costing of Service Sectors.
   3. Basics of Cost Control and Analysis – (i) Standard Costing, (ii) Marginal Costing, (iii) Budget and Budgetary
      Control.
   4. Lean System and Innovation:-
      1. Introduction to Lean System
      2. Just-in-Time (JIT)
      3. Kaizen Costing
      4. 5 Ss
      5. Total Productive Maintenance (TPM)
      6. Cellular Manufacturing/ One-Piece Flow Production Systems
      7. Six Sigma (SS)
      8. Introduction to Process Innovation and Business Process Re-engineering (BPR).
5. Companies Act
   The Companies Act, 2013 – Specific reference to Chapter III, Chapter IV, Chapter VIII, Chapter X, Chapter XI,
   Chapter XII and Chapter XXVII.
6. Economics
   1. Demand and Supply, Market Structures, National Income: Concepts and Measurement, Classical & Keynesian Approach Determination of output and employment, Consumption Function, Investment Function, Multiplier and Accelerator, Demand and Supply for Money , IS – LM, Inflation and Phillips Curve, Business Cycles
   2. Balance of Payments, Foreign Exchange Markets, Inflation, Monetary and Fiscal Policy, Non-banking
      Financial Institutions.

Specialized Subject (Legal / Information Technology / Engineering/ Research Streams/Official Language Stream):

Syllabus for Paper 2 of Phase I & Phase II in Legal Stream

For Phase I :

Subject	Weightage*
Constitution of India – Preamble, Part I, Part III, Part IV, Part IVA, Part V, Part VI, Part VIII, Part IXA, Part IXB, Part XI.	10%
Law of Contracts – Indian Contract Act, 1872 (Chapters I to VI), Specific Relief Act, 1963	10%
Criminal Law – Indian Penal Code, 1860 (Chapters I, II, III, IV, V, VA, VI, IX, XVII); Code of Criminal Procedure, 1973.	15%
Law of Evidence – Indian Evidence Act, 1872	15%
Code of Civil Procedure, 1908 – Part I, Part II.	15%
Administrative Law and Principles of Natural Justice	10%
Jurisprudence and Interpretation of Statutes	10%
Important Latin terms and maxims	10%
Law of Torts and Consumer Protection Act, 2019	5%
Arbitration and Conciliation Act, 1996 – Part I	5%
Transfer of Property Act, 1882 – Chapter III, Chapter IV, Chapter V	5%
Companies Act, 2013 – Chapter I, Chapter II, Chapter III, Chapter IV, Chapter V, Chapter VII, Chapter VIII, Chapter IX, Chapter X, Chapter XI, Chapter XII, Chapter XIII, Chapter XV, Chapter XVI.	15%
Securities Laws – SEBI Act, 1992, SC(R) Act, 1956, Depositories Act, 1996	15%

For Phase II :

Subject	Weightage*
Constitution of India – Preamble, Part I, Part III, Part IV, Part IVA, Part V, Part VI, Part VIII, Part IXA, Part IXB, Part XI, Part XII, Part XIII, Part XIV, Part XIVA, Part XX.	10%
Law of Contracts – Indian Contract Act, 1872 (Chapters VIII to X), Indian Partnership Act, 1932, Specific Relief Act, 1963	10%
Criminal Law – Indian Penal Code, 1860 (Chapters I, II, III, IV, V, VA, VI, IX, XVII, XXI, XXII, XXIII); Code of Criminal Procedure, 1973	10%
Law of Evidence – Indian Evidence Act, 1872	10%
Code of Civil Procedure, 1908 – Part I, Part II, Part III, Part IV, Part V, Part VII, Schedule I.	10%
Administrative Law and Principles of Natural Justice	10%
Jurisprudence and Interpretation of Statutes	10%
Important Latin terms and maxims	10%
Law of Torts and Consumer Protection Act, 2019	15%
Arbitration and Conciliation Act, 1996 – Part I, Part III, Part IV.	15%
Transfer of Property Act, 1882 – Chapter III, Chapter IV, Chapter V.	15%
Law of Trusts – Parties to a Trust Deed and Duties of Trustees.	15%
Corporate Law – Companies Act, 2013 (Chapter I, Chapter II, Chapter III, Chapter IV, Chapter V, Chapter VII, Chapter VIII, Chapter IX, Chapter X, Chapter XI, Chapter XII, Chapter XIII, Chapter XV, Chapter XVI, Chapter XXVII, Chapter XXVIII, Chapter XXIX); Limited Liability Partnership Act, 2008; Insolvency and Bankruptcy Code, 2016 (Part I, Part II)	20%
Taxation – General principles, Capital Gains Tax, Securities Transaction Tax	5%
Securities Laws – SEBI Act, 1992, SC(R) Act, 1956, Depositories Act, 1996	20%

Final Words :

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